SGL In The News

Borg puts cybersecurity, unpaid arbitration claims on NASAA agenda

Posted Fri Oct 06, 2017

When Joe Borg first headed the North American Securities Administrators Association in 2001, online protection of client information was not a major issue. As he takes the NASAA helm for the third time, a potential cybersecurity regulation is prominent on his agenda. Mr. Borg, Alabama securities director, was elected NASAA president on Sept. 26 at the state regulators’ annual meeting in Seattle. In his inaugural speech, he said that NASAA would consider a model cybersecurity rule for investment advisers. In the […]

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